Policy responses and statements

Name of organisation:
Department of Health
Name of policy document:
Fitness to Practise Adjudication for Health Professionals: Assessing different mechanisms for delivery
Deadline for response:
11 October 2010

Background: Professional health regulation is designed to protect the public by ensuring good standards of practice among those who are registered with one of the statutory health regulators. Currently each regulator has powers, and follows set procedures, to investigate any concerns about the fitness to practise of any of the professionals it regulates.

Each health regulator investigates complaints, decides which cases should go to a hearing, prepares cases for the hearing, prosecutes, and arranges for the adjudication of those cases. Adjudication involves assessing the evidence, making findings of fact and, if appropriate, imposing sanctions.

The previous Administration took forward legislation to create a new body, the Office of the Health Professions Adjudicator, which would be separate from the health regulators and adjudicate separately on fitness to practise matters. Initially these changes would affect doctors as registrants of the General Medical Council before then being applied to those professions regulated by the General Optical Council, and with a view to applying the same approach for other health professionals if appropriate.

The Government has reviewed the progress towards implementation of OHPA and is consulting on whether delivery of adjudication can be delivered more proportionately through other


COMMENT ON
DEPARTMENT OF HEALTH
FITNESS TO PRACTISE ADJUDICATION FOR HEALTH PROFESSIONALS: ASSESSING DIFFERENT MECHANISMS FOR DELIVERY

The Royal College of Physicians of Edinburgh (the College) is pleased to respond to the Department of Health’s consultation on Fitness to Practise Adjudication for Health Professionals: Assessing different mechanisms for delivery.

The College notes the importance of maintaining public and professional confidence in the regulation of the medical profession, and offers the following comments:

Q1. Should the Government proceed with its preferred Option – Option 2. Yes or No? Please give your reasons

The College agrees that the Government should proceed with Option 2; that is, it should repeal legislative provisions relating to the Office of the Health Professions Adjudicator (OHPA) and, in separate legislation, take forward steps to enhance the independence of adjudication and modernise existing processes of the General Medical Council (GMC).

It is recognised that the GMC has made significant changes to fitness to practise (FTP) procedures in recent years, such as the introduction of case examiners to consider matters prior to referral to an FTP panel and the exclusion of Council members from sitting on FTP panels which has enhanced the independence of the FTP process.

The College notes the Council for Healthcare Regulatory Excellence’s recent support of the GMC’s focus on continuous improvement and pilots relating to FTP matters.1

The College is confident that the GMC can continue to adjudicate FTP matters in a fair and independent manner. Oversight of the GMC through the Council for Health Regulation provides an additional comfort that the GMC will be held accountable.

In light of the substantial increase in the estimated cost to establish the OHPA, the College accepts the need for financial restraint and the opportunities to deliver a cost effective, fair and equitable adjudication process through the GMC

Q2. Do you have any comments on the identified benefits, costs and risks of the Options that are detailed in this document and its accompanying impact assessments and are there any other considerations that the Government should consider?

The College considers that if Option 2 is adopted, the detail of amendments to the GMC’s current FTP processes should be the subject of broad consultation. The strengthening of the independence of the GMC’s adjudication function from the Council body should be a priority. It is also noted that many of the changes that the OPHA proposed to make in relation to the adjudication process could be considered by the GMC for adoption.

The College is clear that any additional costs incurred by the GMC in adopting the adjudication procedures of the OHPA should be met from the Government resources set aside for the OHPA.

The College would be happy to discuss any aspects of the above comments further.

1. The Council for Healthcare Regulatory Excellence, Performance Review Report 2009/10: enhancing public protection through improved regulation, July 2010, Annual Report Vol II, para 11.15 – 11.21.

 

Copies of this response are available from:

Lesley Lockhart,
Royal College of Physicians of Edinburgh,
9 Queen Street,
Edinburgh,
EH2 1JQ.

Tel: 0131 225 7324 ext 608
Fax: 0131 220 3939

[11 October 2010]

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